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Financial Crime Analyst

Date: 16 Aug 2019
Sector:
Type: Permanent
Location: London
Salary: £ per annum
Email: duncan@taylorjamesresourcing.com
Ref: db8903674

Financial Crime specialist with advisory and technical knowledge to assist the management of the Financial Crime and On-Boarding team of a global financial markets Deriviatives brokers

To mitigate the Financial Crime risk within the firm.

Responsibilities include, but are not limited to:

  • Creation, amendment and implementation of Financial Crime policies and procedures i.e. anti-money laundering, counter terrorist financing, know your client, client due diligence, sanctions, anti-bribery and corruption, fraud and tax evasion.
  • Forensic review of client documentation in conjunction with regulatory rules, requirements and internal polices of anti-money laundering, counter terrorist financing, know your client, client due diligence, sanctions, anti-bribery and corruption, fraud and tax evasion.
  • Diligent preparation of client application packs for Financial Crime, Compliance, Credit and Risk review.
  • Support and assist the firm’s Management on client applications and documentation requirements.
  • Liaise with the sales teams to resolve account application questions and issues.
  • Liaise with clients to resolve account application questions and issues.
  • Ensure creation and maintenance of accurate client information and static data on internal systems including monitoring of team activity to required standards.
  • Monitoring client activity (trading and payments) for suspicions of Financial Crime.
  • Assist with project work when required.
  • Production of management information and ad-hoc reports
  • Other duties as assigned.

Experience & Skills Required:

  • a minimum of 3 years progressive experience with industry rules and regulations.
  • Ability to use internal and external systems.
  • Effective communication skills both written and verbal for assisting in financial crime aspects, client and internal requests.
  • Ability to be self-motivated, organised and to ensure work is completed in a timely manner with deadlines met.
  • Strong organisational and analytical skills essential.
  • Good team player.
  • General and good understanding of Microsoft Windows desktop operating system and basic PC skills.

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