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Financial Crime Consultant

Date: 15 Sep 2021
Sector: FINANCIAL MARKETS
Type: Permanent
Location: London
Salary: £80000 - 85000 per annum
Email: duncan@taylorjamesresourcing.com
Ref: DB16543

We are looking for a Financial Crime Manager with Advisory experience in a Consulting practice.

We are particularly interested in candidates with experience in the Wealth Management, Investments, Asset management industry with AML, CTF, Sanctions, UK Bribery, Fraud, Tax Evasion, Systems, Controls and Control frameworks within financial Crime

You need to be happy to manage ongoing client relationships and be confident in presenting to risk committee or Boards.

Must have a natural aptitude for client facing work

Not interested in KYC remediation, Operational processing or screening.

Main purpose To deliver high quality financial crime regulatory advice and support to clients operating across the regulated sector, including: retail, corporate and investment banks; wealth and asset management firms; and authorised payment and electronic money institutions. You will have significant financial crime compliance-related experience and possess a strong technical knowledge of UK AML/CTF regulations and industry guidance. You will have excellent communication skills, both oral and written.
Accountabilities and responsibilities Client delivery


• Advise and support clients on a wide range of financial crime compliance matters. This may include:
o Advise clients on UK financial crime regulatory. requirements, expectations and industry practices.
o Be a key member of the team leading independent reviews of firms’ systems and controls.
o Lead execution of design and operational effectiveness testing of clients’ financial crime risk management controls including due diligence, transaction monitoring, screening, and suspicious activity reporting processes.
o Plan projects and assignments, including those with multiple workstreams. Coordinate and allocate work to junior team members, track and report on progress internally and to clients.
o Draft, revise, and present client deliverables, including but not limited to: reports; policies and procedures; presentations; and correspondence.
o Manage client relationships and be your clients’ point of contact.
o Lead client meetings, such as interviews and presentations, which often include senior stakeholders.
• Accurately record all client details, including opportunities, projects and billable time in line with defined protocols.

Business Development
• Foster a professional relationship with clients and contacts, ensuring regular and open communication
• Support the wider practice in developing client relationships through external networking and contributing to knowledge-sharing events.
• Participate and contribute to industry events, such as client briefings on topical regulatory issues and roundtable events aimed at compliance professionals
• Actively contribute to marketing and business development activities including:

Regulatory knowledge
• Be the focal point for all such matters within the firm and provide specialist insight into financial crime systems and controls
• Very strong technical knowledge of UK AML/CTF regulations and guidance, and a strong working knowledge of other relevant anti-financial crime laws and regulations such as Sanctions, Terrorist Financing and Bribery and Corruption

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