We are looking for a Technology minded Compliance analyst
Our client is looking for a Compliance and Regulation
Underwriting Control / Risk Assistant
We are searching for an experienced Compliance Consultant
Compliance Associate is required by a leadng Compliance
Compliance Associate is required by a leadng Compliance Consulting firm. Ideally you will have at least 12 months experience working within a Prudential Review and Gabriel Reporting environment
The role involves advising clients on a wide range of regulatory compliance matters.
Regulatory knowledge
• Strong grasp of financial services legislation and rulebooks including some or all of: CRR, CRD IV, FCA Handbook, GENPRU, BIPRU, IFPRU, AIFMD Annex 4, CASS
• Excellent understanding of PRA and FCA regulatory reporting rules and guidance
• Keep abreast of regulatory developments and understand how client activities may be impacted
• Be proactive in updating both colleagues and clients on relevant regulatory changes and industry news
• Develop a thorough understanding of clients’ businesses and requirements so you can provide relevant and accurate advice
• Conduct research and assist colleagues with preparing templates and other technical material on topics of interest
Qualifications and experience • Relevant, Diploma level professional qualification (investment or compliance-related), or willing to study towards
• Educated to degree level
• Significant compliance-related experience gained at a financial institution, legal practice, consultancy and/or the regulator
• Knowledge and experience of PRA and FCA regulations
• Proven track record of exceeding financial goals and sales targets; consulting experience would be advantageous
• Experience translating regulatory rules and guidance into meaningful, fit-for-purpose and pragmatic solutions for clients
• Experience managing client relationships
• Excellent Microsoft Office skills and experience using a CRM system would be an advantage
Competencies • Exceptional written and oral communication skills
• Ability to prioritise multiple projects and engagements while meeting tight deadlines
• Highly motivated individual who thrives in a fast-paced, high pressure environment