Trade Surveillance / Compliance Monitoring Analyst

We are looking a candidate with 12 months Compliance /Trade Monitoring Surveillance experience to join and work within a Trading Surveillance team.

The main function of this position will be to assist in the Company’s market surveillance and monitoring processes of trading derivatives.

Ideally you will be a numerate graduate with some financial markets experience, this is a highly analytical role so you must have good Excel.

The role involves
Data handling and analysis
Trade surveillance of Derivatives trading, including Energy Contracts, Commodities, and various other financial instruments
Awareness of the regulatory risks that relate to Market Abuse and Trade Surveillance
Understanding of different trading strategies and the ability to identify anomalous activity
Preparation of standard daily reports analysing trading patterns and behaviour
Assisting in the compilation of evidence for formal investigations
Data analysis for ad hoc projects

Communication platforms monitoring
Trade reconstruction
Trade investigation
Identify and escalate any potential Regulatory and Exchange breaches
Incident resolution - Detect and investigate potential breaches
Fraud and Market Manipulation including Wash Trades
Regulatory Rule breaches
Policies and procedures
Report findings at weekly Compliance meetings
Monthly reports on Findings to directors
Monthly meeting with directors to discuss findings
Assist with regulatory and/or exchange queries